Claims against Brokers and Financial Advisors

All professionals owe a duty to provide their service and advice to a reasonable standard. If you have relied on the advice of a financial advisor or broker and have suffered loss due to negligent service, you may be able to claim compensation.

Claims which may be brought against financial advisors include a failure to assess the client’s needs and situation, a failure to establish what a client can afford, failure to warn of risks, and conflicting interests.

If your complaint is down to the service you have received, you should look to make a complaint to the Financial Ombudsman.

Please contact us today for a free no obligation consultation by calling us on one of the two telephone numbers referred to at the top of this page, or by email:

Our Dispute Resolution Team